StarCompliance is the world's leading provider of compliance software to the global financial industry. Our clients include asset managers, broker-dealers, private equity firms, insurance providers, investment banks, and diversified financial institutions. Our scalable, easy-to-use solutions provide a 360-degree view of employee and business activity to help firms monitor and reduce risk, meet regulatory obligations, gain efficiencies, and drive employee adoption.
Our Employee Conflicts of Interest suite provides clients a single place for monitoring and mitigating potential employee conflicts, covering: personal trading activity; insider trading; private investments, gifts and entertainment spending; outside business activities; and political donations. The STAR Mobile app supports personal trading pre-clearance requests and gifts and entertainment spending submissions, and allows compliance officers and employee supervisors to review and approve those requests and submissions on-the-go. Compliance Control Room centralizes all firm deal-related activity—automatically surfacing critical data that might otherwise be missed—and allowing for easier conflict searches, so deals can be cleared faster and with greater confidence.
Location: United States, Maryland, Rockville
Employees: 201-500
Founded date: 1999
Investors 1
Date | Name | Website |
18.12.2020 | Marlin Equ... | marlinequi... |
Mentions in press and media 22
Date | Title | Description | Source |
06.03.2024 | StarCompliance Wins 'Best Compliance as a Service Solution' ... | The Company was recognized for delivering industry-leading innovative and client-focused solutions t... | en.prnasia... |
07.02.2024 | StarCompliance Extends Solution to Enable Compliance in Resp... | Independent market study highlights an opportunity for financial services firms to establish a cultu... | en.prnasia... |
06.06.2023 | Marlin portfolio company StarCompliance acquires ETHIX360 | LOS ANGELES, June 6, 2023 – Marlin Equity Partners (“Marlin”) is pleased to announce that it has acq... | marlinequi... |
08.03.2023 | Part 1: Expert Predictions On How The Tech Industry Can Bett... | 0 shares Share Tweet Pin LinkedIn For International Women’s Day, we collected industry expert p... | techround.... |
23.02.2023 | Admiral Partners with StarCompliance to Implement SaaS SMCR ... | StarCompliance, a leading provider of employee compliance technology solutions, announced it has bee... | aithority.... |
08.12.2022 | 7IM Partners With StarCompliance For Employee Compliance Sof... | StarCompliance, a leading provider of employee compliance technology solutions, announced it is part... | aithority.... |
03.02.2022 | StarCompliance Welcomes New Client: IFP Securities, LLC | IFP is a great example of a firm that wants to stay ahead of and minimize regulatory risk as much as... | prweb.com/... |
01.02.2022 | StarCompliance Appoints Stuart Breslow as New Board Member | Stuart is an incredible addition to Star's board of directors with his extensive experience managing... | prweb.com/... |
11.01.2022 | Accomplished SaaS Executive Named Chief Revenue Officer At S... | With our recent acquisitions, coupled with a record growth year, Craig’s experience driving business... | prweb.com/... |
01.12.2021 | StarCompliance Acquires Political Contributions Monitoring F... | Star is a natural fit. Six Lambda’s capabilities are complementary to what Star has already built ou... | prweb.com/... |
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