Startups
PPEX bridges the gap between public and private markets by enabling qualified investors to buy and sell shares in private companies, funds and other exempt securities. By creating organized markets for secondary trading, PPEX aims to increase access, transparency, and liquidity for private securities.
The PPEX Alternative Trading System is operated by North Capital Private Securities Corporation, a registered broker-dealer and member of FINRA and SIPC. North Capital is a FinTech company transforming the infrastructure of the $3 trillion private securities market. Since 2015. NCPS has processed over 1,100 private securities offerings and 70,000 individual transactions worth over $1.95 billion.
The PPEX Alternative Trading System is operated by North Capital Private Securities Corporation, a registered broker-dealer and member of FINRA and SIPC. North Capital is a FinTech company transforming the infrastructure of the $3 trillion private securities market. Since 2015. NCPS has processed over 1,100 private securities offerings and 70,000 individual transactions worth over $1.95 billion.
Overview
Location
United States, Utah, Salt Lake City
Employees
11-50
Mentions in press and media 4
| Date | Title | Description |
| Sign up to see | Sign up to see | Sign up to see |
| Oct 25, 2022 | GUARDD Expands Service Offering to Include Rule 144 /Form 15C2-11 Disclosure for Secondary Trading of Private Securities | GUARDD expands into Rule 144 and Form 211 compliance reporting GUARDD publishes required data in a nationally recognized securities manual. It is the private market solution equivalent to EDGAR for public companies. Investors in public comp... |
| Feb 8, 2022 | Secondary trading compliance startup GUARDD expands operations to include NFTs | "If you’re a creator or an exchange, and you wish to list an NFT for sale, you need to understand how Blue Sky laws play a role and how to comply,” DENVER (PRWEB) February 08, 2022 GUARDD, a Denver-based startup specializing in illiqui... |
| Feb 3, 2022 | With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX | NFT Roadmap "We believe that many, not all NFTs, will be deemed to be securities, and therefore, a compliant means of satisfying both Federal and State securities laws is required. This means instead of acting outside securities laws; ... |
Reviews 0
FAQ about PPEX by North Capital
What has the press written about PPEX by North Capital?
Parsers VC has collected 4 articles mentioning PPEX by North Capital, among them “GUARDD Expands Service Offering to Include Rule 144 /Form 15C2-11 Disclosure for Secondary Trading of Private Securities” (Oct 25, 2022) and “Secondary trading compliance startup GUARDD expands operations to include NFTs” (Feb 8, 2022).
Is PPEX by North Capital still active?
Yes, PPEX by North Capital is active; its latest activity on Parsers VC dates from Feb 4, 2026.