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InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth managers, asset managers, and insurers in the financial services industry.
Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry.
Our compliance platform is well suited to satisfying the principles set out by regulators and supports the key categories of disclosure and record-keeping, adviser and process oversight, and investment product selection and monitoring.
Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry.
Our compliance platform is well suited to satisfying the principles set out by regulators and supports the key categories of disclosure and record-keeping, adviser and process oversight, and investment product selection and monitoring.
Overview
Location
United States, North Carolina, Davidson
Employees
51-200
Founded date
2010
Investors 1
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Mentions in press and media 7
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| Mar 17, 2022 | InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program | InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program “InvestorCOM’s technology is not only powerful to handle some of the industry’s toughest regulations, but its modular architecture also allows for rapid i... |
| Nov 16, 2021 | InvestorCOM Recognized as Best Wealth Management Regulatory Solution for the Client Focused Reforms | In the category of Best Wealth Management Regulatory Solution, InvestorCOM stood out for its innovative regulatory technology that helps compliance teams and advisors efficiently meet their KYP requirements for the Client Focused Reforms. T... |
| Oct 18, 2021 | Leading Canadian Insurer Implements InvestorCOM DOX to Digitize Marketing Content and Delivery Process | With this new partnership, we are rolling out the first pure-digital DOX implementation which is a very exciting step towards InvestorCOM’s software-first future. TORONTO (PRWEB) October 18, 2021 InvestorCOM, a leading regulatory software p... |
| Aug 2, 2021 | InvestorCOM Launches Rollover Application for Meeting Reg BI and PTE 2020-02 Regulations | TORONTO (PRWEB) August 02, 2021 InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today launched RolloverAnalyzer™ a cloud-based application for rollovers t... |
| Jul 7, 2021 | InvestorCOM Adds Powerful Peer Ratings Capability to Investment Comparison Application | TORONTO (PRWEB) July 07, 2021 InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that a Peer Rating capability has been added to InvestorCOM ... |
| Apr 15, 2021 | InvestorCOM Adds Competitive Intelligence Capability to Investment Product Management App | TORONTO (PRWEB) April 15, 2021 InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the availability of a new competitive assessment capability... |
Reviews 0
FAQ about InvestorCOM Inc.
When was InvestorCOM Inc. founded?
InvestorCOM Inc. was founded in 2010.
What has the press written about InvestorCOM Inc.?
Parsers VC has collected 7 articles mentioning InvestorCOM Inc., among them “InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program” (Mar 17, 2022) and “InvestorCOM Recognized as Best Wealth Management Regulatory Solution for the Client Focused Reforms” (Nov 16, 2021).
Is InvestorCOM Inc. still active?
Yes, InvestorCOM Inc. is active; its latest activity on Parsers VC dates from Apr 16, 2025.