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https://www.comply.com/
Last activity: 03.02.2023
Categories: AnalyticsAssistedCorporateDataEdTechFinTechProductProviderServiceTechnology
Compliance technology, consulting and education solutions for financial institutions. COMPLY is a leading provider of technology platforms, expert consulting and continuing education resources for compliance programs. The Company empowers private equity firms, hedge funds, RIAs and some of the world’s largest financial institutions to navigate an ever-changing regulatory landscape with tailormade regulatory technology, governance, managed services, analytics and outsourcing solutions. Over 7,000 clients trust COMPLY’s portfolio of firms in their corporate, employee and third-party programs. COMPLY was founded in 2003 and is based in New York, NY. Vista Equity Endeavor Fund I acquired ComplySci in August 2018. ComplySci received a strategic investment from K1 Investment Management in June 2021. In November 2022, the company rebranded under the parent entity COMPLY. illumis offers the industry's leading political contribution monitoring solution to manage compliance and reduce risk. The Company aggregates data from thousands of sources, building the most complete and comprehensive dataset of campaign finance data available. ComplySci acquired Illumis in November 2021. RIA in a Box is a leading provider of compliance and operational software to wealth managers and investment organizations. Over 2,600 RIA firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements. ComplySci acquired RIA in November 2021. National Regulatory Services (NRS) is a leading provider of compliance and registration products and services for financial services firms. The Company's solutions are designed to guide compliance strategy, minimize risk and lower costs. NRS uses three synergistic product lines in technology, education and consulting to create customized compliance solutions, enabling clients to meet their regulatory requirements and minimize risk. CompySci acquired NRS in October 2021.
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Location: United States, New York

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DateTitleDescriptionSource
03.02.2023COMPLY Adds New Capabilities and Offerings to Help Complianc...COMPLY, the leading provider of compliance software, consulting and education resources for the fina...aithority....

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